The names and details of funds owned by Capital are set out in bold next to the relevant extracts of the Order.
1) May 18, 2022: Transactions of Tube Investments of India Limited.
“Illustration of NPI-based trades by FR 2 and FR6 from Tube Investments of India Limited (TIINDIA/540762) document dated May 18, 2022. Analysis of the transaction log shows that FR2 and FR6 made NPI-based trades. It is observed that the trades based on the orders of AXXP Fund (AMCAP FUND), one of the big client’s funds, resulted in a total of INR. 7,53,405.65”.
The AMCAP Fund is a $91 billion fund that invests primarily in U.S. stocks (90.2%), with 1.6% of assets invested in the Asia-Pacific Basin.
2) September 19, 2022: Transactions of HDFC Limited.
“Illustration of NPI-based trading by FR2 in the HDFC Limited (HDFC/500010) document dated September 19, 2022. Analysis of the transaction log shows that FR2 is trading NPI-based against the order of AXXXP Fund (AMCAP) Fund) is one of the big client funds and its total profit for the day is 12,68,193.00. It was Indian rupees.”
3) November 11, 2022: PB Fintech Transactions (PolicyBazaar).
“Illustration of NPI-based transactions by FR1, FR2, and FR3 in Policy Bazar Limited (PB Fintech/543390) document dated November 11, 2022. Analysis of transaction logs shows that FR1, FR2, and FR3 are Two NPI-based Big Client funds, namely the AXXXP fund (AMCAP fund) and Axxxxxxn’s order-based trading fund (American Fund) made a profit of INR 18,55,650 for the entire day. ”
4) January 9, 2023: Transactions of Cholamandalam Investment and Finance Company Limited
“Illustration of NPI-based transactions by FR 2 and FR5 in Cholamandalam Investment and Finance Company Limited (CHOLAFIN / 511243) document dated January 9, 2023. Analysis of transaction logs reveals that FR2 and FR5 execute NPI It is observed that one of the big client’s funds, AXXP Fund (AMCAP Fund), trades based on the order, totaling INR. 70,63,705.40.”
5) April 5, 2023: Trading of shares of Titan Company Limited
“Analysis of the trade logs reveals that FR1 and FR2 made NPI-based trades against the orders of Sxxxxxxxxxxxd Inc. (SMALLCAP World Fund Inc.), one of their big client funds, earning a total profit of INR. It is observed that this day is 10,88,086.20.
The $77.9 billion SMALLCAP World Fund Inc is a global small-cap fund that invests in the world’s fastest-growing and most innovative companies with market capitalizations up to $6 billion.
